Personnel Hong Kong SFC License Details (ID 2127821)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Green Court Capital Management Limited	RO	Advising on securities	2021-03-19	2026-08-31
	RO	Asset management	2021-03-19	2026-08-31
	Rep	Advising on securities	2017-04-28	2021-03-19
	Rep	Asset management	2017-04-28	2021-03-19
Neuberger Berman Asia Limited	Rep	Advising on securities	2014-10-22	2017-04-28
	Rep	Dealing in securities	2014-10-22	2017-04-28
DWS Investments Hong Kong Limited	Rep	Advising on securities	2013-09-05	2014-10-18
	Rep	Dealing in securities	2013-09-05	2014-10-18