Personnel Hong Kong SFC License Details (ID 2127826)

Personnel Hong Kong SFC License Details (ID 2127826)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	RO	Dealing in futures contracts	2024-06-27	-
	RO	Dealing in securities	2024-06-27	-
	Rep	Asset management	2023-03-10	-
	Rep	Dealing in futures contracts	2023-03-10	2024-06-27
	Rep	Dealing in securities	2023-03-10	2024-06-27
Pictet Asset Management (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-08-05	2022-08-10
	Rep	Dealing in securities	2019-08-05	2022-08-10
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2013-09-05	2017-06-12
	Rep	Asset management	2013-09-05	2017-06-12
	Rep	Dealing in futures contracts	2013-09-05	2017-06-12
	Rep	Dealing in securities	2013-09-05	2017-06-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2013-09-05	2017-06-12