Personnel Hong Kong SFC License Details (ID 2128594)

Personnel Hong Kong SFC License Details (ID 2128594)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AUDREY CHOW SECURITIES LIMITED	Rep	Dealing in securities	2015-07-23	2017-07-14
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-10-30	2015-06-06
	Rep	Dealing in securities	2014-10-30	2015-06-06
HO FUNG SHARES INVESTMENT LIMITED	Rep	Dealing in securities	2014-10-09	2014-10-20
Golden Hen Securities and Futures Limited	Rep	Dealing in futures contracts	2014-07-07	2014-07-11
	Rep	Dealing in securities	2014-07-07	2014-07-11
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2013-09-06	2014-07-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-09-06	2014-07-01