Personnel Hong Kong SFC License Details (ID 2128900)

Personnel Hong Kong SFC License Details (ID 2128900)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Investment Managers Asia Limited	Rep	Advising on securities	2018-03-13	2018-06-07
	Rep	Asset management	2018-03-13	2018-06-07
	Rep	Dealing in securities	2018-03-13	2018-06-07
	Rep	Advising on securities	2013-09-09	2017-06-30
	Rep	Asset management	2013-09-09	2017-06-30
	Rep	Dealing in securities	2013-09-09	2017-06-30
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2013-09-09	2017-06-30
	Rep	Asset management	2013-09-09	2017-06-30
	Rep	Dealing in securities	2013-09-09	2017-06-30