Personnel Hong Kong SFC License Details (ID 2131328)

Personnel Hong Kong SFC License Details (ID 2131328)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ginkgo Capital Co., Limited	RO	Advising on securities	2024-12-20	-
	RO	Asset management	2024-12-20	-
Sinovation (HK) Investment Management Co., Limited	RO	Advising on securities	2022-12-19	2024-11-30
	RO	Asset management	2022-12-19	2024-11-30
Ginkgo Capital Co., Limited	RO	Advising on securities	2021-07-02	2021-10-15
	RO	Asset management	2021-07-02	2021-10-15
PLATFORM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-10-27	2021-05-31
	RO	Asset management	2017-10-27	2021-05-31
SINOMAX SECURITIES LIMITED	Rep	Dealing in securities	2016-07-06	2017-08-31
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2016-01-21	2016-05-03
	Rep	Asset management	2016-01-21	2016-05-03
	Rep	Dealing in securities	2016-01-21	2016-05-03
KCG FUND MANAGEMENT LIMITED	Rep	Asset management	2013-09-12	2015-03-18
KCG SECURITIES ASIA LIMITED	Rep	Asset management	2013-09-12	2015-03-18