Personnel Hong Kong SFC License Details (ID 2131331)

Personnel Hong Kong SFC License Details (ID 2131331)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUNJOY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-12-05	-
	RO	Asset management	2025-12-05	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2019-06-13	2022-06-21
	RO	Advising on securities	2019-06-13	2022-06-21
	RO	Dealing in securities	2019-06-13	2022-06-21
	Rep	Advising on corporate finance	2019-05-10	2019-06-13
	Rep	Dealing in securities	2019-05-10	2019-06-13
SPDB International Capital Limited	RO	Advising on corporate finance	2017-09-08	2019-03-13
	RO	Dealing in securities	2017-09-08	2019-03-13
	Rep	Dealing in securities	2016-06-02	2017-09-08
	Rep	Advising on corporate finance	2016-03-31	2017-09-08
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2014-09-29	2016-03-11
	Rep	Dealing in securities	2014-09-29	2016-03-11
ABCI Securities Company Limited	Rep	Dealing in securities	2014-09-29	2016-03-11
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2013-09-12	2014-09-10
	Rep	Dealing in securities	2013-09-12	2014-09-10