Personnel Hong Kong SFC License Details (ID 2131332)

Personnel Hong Kong SFC License Details (ID 2131332)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COLLER CAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	2025-01-27	-
	Rep	Dealing in securities	2025-01-27	-
Vontobel (Hong Kong) Limited	RO	Advising on securities	2020-11-06	2024-12-01
	RO	Dealing in securities	2020-11-06	2024-12-01
DWS Investments Hong Kong Limited	Rep	Dealing in securities	2019-07-26	2020-10-30
	Rep	Advising on securities	2019-06-11	2020-10-30
Income Partners Asset Management (HK) Limited	Rep	Advising on securities	2016-09-23	2019-05-17
	Rep	Asset management	2016-09-23	2019-05-17
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2015-03-27	2016-07-06
	Rep	Asset management	2015-03-27	2016-07-06
	Rep	Dealing in securities	2015-03-27	2016-07-06
VALUE PARTNERS LIMITED	Rep	Advising on securities	2015-03-27	2016-07-06
	Rep	Asset management	2015-03-27	2016-07-06
	Rep	Dealing in securities	2015-03-27	2016-07-06
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2014-03-03	2015-03-13
	Rep	Asset management	2014-03-03	2015-03-13
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-09-12	2014-02-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-09-12	2014-02-15