Personnel Hong Kong SFC License Details (ID 2132197)

Personnel Hong Kong SFC License Details (ID 2132197)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong LFountain Capital Co., Limited	Rep	Advising on securities	2026-07-22	-
	Rep	Asset management	2026-07-22	-
TAIREN CAPITAL LIMITED	Rep	Asset management	2020-09-24	2026-02-27
GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2017-02-09	2019-12-30
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2015-07-06	2016-05-25
	Rep	Dealing in securities	2015-07-06	2016-05-25
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Advising on securities	2013-09-16	2015-06-30
	Rep	Dealing in securities	2013-09-16	2015-06-30