Personnel Hong Kong SFC License Details (ID 2132201)

Personnel Hong Kong SFC License Details (ID 2132201)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2021-05-21	2023-03-02
	Rep	Dealing in securities	2021-05-21	2023-03-02
Merrill Lynch Far East Limited	Rep	Advising on securities	2021-05-21	2023-03-02
	Rep	Dealing in securities	2021-05-21	2023-03-02
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-04-27	2023-03-02
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-04-27	2023-03-02
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2017-09-08	2021-04-16
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2015-12-14	2017-08-18
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2013-09-16	2015-11-06