Personnel SFC Licences and HKMA Registrations (ID 2132210)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2025-06-10	-
	Rep	Asset management	2025-06-10	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-12-19	2025-06-10
	Rep	Advising on securities	2013-09-16	2024-01-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.