Maddocks, James Robert Kirkby

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2017-03-20	2017-06-19
	Rep	Dealing in securities	2017-03-20	2017-06-19
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-02-01	2016-08-26
	Rep	Dealing in securities	2016-02-01	2016-08-26
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2014-01-20	2016-07-29
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-01-20	2016-04-29
	Rep	Dealing in securities	2014-01-20	2016-04-29
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2013-09-17	2013-12-17
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-09-17	2013-12-17
	Rep	Dealing in securities	2013-09-17	2013-12-17

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2017-03-20	2017-06-19
	Rep	Dealing in securities	2017-03-20	2017-06-19
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-02-01	2016-08-26
	Rep	Dealing in securities	2016-02-01	2016-08-26
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2014-01-20	2016-07-29
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-01-20	2016-04-29
	Rep	Dealing in securities	2014-01-20	2016-04-29
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2013-09-17	2013-12-17
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2013-09-17	2013-12-17
	Rep	Dealing in securities	2013-09-17	2013-12-17