Personnel Hong Kong SFC License Details (ID 2134274)

Personnel Hong Kong SFC License Details (ID 2134274)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mackenzie Investments Asia Limited	RO	Advising on securities	2022-06-29	-
	RO	Asset management	2022-06-29	-
	RO	Dealing in securities	2022-06-29	-
	Rep	Advising on securities	2018-10-24	2022-06-29
	Rep	Asset management	2018-10-24	2022-06-29
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-09-18	2014-12-31
	Rep	Asset management	2013-09-18	2014-12-31
	Rep	Dealing in securities	2013-09-18	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2013-09-18	2017-02-21
	Rep	Asset management	2013-09-18	2017-02-21
	Rep	Dealing in securities	2013-09-18	2017-02-21