Personnel SFC Licences and HKMA Registrations (ID 2134285)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICG Asia Pacific Limited	RO	Dealing in securities	2020-09-14	-
	Rep	Advising on securities	2019-02-18	2020-10-12
Oaktree Capital (Hong Kong) Limited	Rep	Dealing in securities	2013-09-18	2018-12-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.