Personnel SFC Licences and HKMA Registrations (ID 2134287)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tamar Alliance Capital Limited	RO	Advising on securities	2021-12-22	-
	RO	Asset management	2021-12-22	-
	Rep	Advising on securities	2018-10-16	2021-12-22
	Rep	Asset management	2018-10-16	2021-12-22
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2017-01-18	2018-09-17
	Rep	Dealing in securities	2017-01-18	2018-09-17
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	2014-08-07	2015-04-25
ALTUS CAPITAL LIMITED	Rep	Advising on corporate finance	2014-03-05	2014-08-03
ALTUS INVESTMENTS LIMITED (HK)	Rep	Dealing in securities	2014-03-05	2014-08-03
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2013-09-18	2014-02-13
	Rep	Dealing in securities	2013-09-18	2014-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.