Personnel Hong Kong SFC License Details (ID 2134473)

Personnel Hong Kong SFC License Details (ID 2134473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-07-31	2014-08-15
	Rep	Dealing in securities	2014-07-31	2014-08-15
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-07-31	2014-08-15
	Rep	Dealing in securities	2014-07-31	2014-08-15
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-01-13	2014-01-22
	Rep	Dealing in securities	2014-01-13	2014-01-22
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2014-01-13	2014-01-22
	Rep	Dealing in securities	2014-01-13	2014-01-22
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2013-09-19	2013-09-28
	Rep	Dealing in securities	2013-09-19	2013-09-28
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2013-09-19	2013-09-28
	Rep	Dealing in securities	2013-09-19	2013-09-28