Personnel Hong Kong SFC License Details (ID 2134476)

Personnel Hong Kong SFC License Details (ID 2134476)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2024-03-22	2025-12-05
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2019-03-22	2025-12-05
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2019-01-11	2019-01-28
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2019-01-11	2019-01-28
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Advising on futures contracts	2017-11-27	2019-01-11
	RO	Dealing in futures contracts	2017-11-27	2019-01-11
	Rep	Advising on futures contracts	2017-07-03	2017-11-27
	Rep	Dealing in futures contracts	2017-07-03	2017-11-27
CHINA CIFCO SECURITIES CO., LIMITED	Rep	Advising on securities	2016-02-19	2017-06-08
	Rep	Dealing in securities	2015-07-24	2017-06-08
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2013-09-19	2017-06-08