Personnel Hong Kong SFC License Details (ID 2135840)

Personnel Hong Kong SFC License Details (ID 2135840)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Fidelity Capital (International) Limited	Rep	Dealing in securities	2022-05-23	2024-09-13
Kirin Securities Limited	Rep	Advising on securities	2017-09-22	2022-04-07
	Rep	Dealing in securities	2017-09-22	2022-04-07
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2016-10-28	2017-08-08
GEO Securities Limited	Rep	Dealing in securities	2014-09-11	2016-05-20
oOo Securities (HK) Group Limited	Rep	Asset management	2013-09-23	2014-07-04
	Rep	Dealing in securities	2013-09-23	2014-07-04