Personnel Hong Kong SFC License Details (ID 2135860)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2014-07-03	2023-09-15
	Rep	Dealing in securities	2014-07-03	2023-09-15
Quam Securities Limited	Rep	Advising on securities	2013-09-23	2014-06-12
	Rep	Asset management	2013-09-23	2014-06-12
	Rep	Dealing in securities	2013-09-23	2014-06-12