Webb-site Legacy

Rhodes, Jordan James

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2024-09-04	-
	Rep	Dealing in securities	2024-09-04	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-08-07	2021-09-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-08-07	2021-09-06
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-06-12	2018-06-01
WHARTON INVESTMENT ADVISORS LIMITED	Rep	Advising on futures contracts	2013-09-23	2014-05-31
	Rep	Advising on securities	2013-09-23	2014-05-31
	Rep	Asset management	2013-09-23	2014-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.