Personnel Hong Kong SFC License Details (ID 2138610)

Personnel Hong Kong SFC License Details (ID 2138610)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2020-05-28	2021-07-13
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-08-12	2021-07-13
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-11-20	2021-07-13
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2018-11-20	2021-07-13
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2018-11-20	2021-07-13
	Rep	Leveraged foreign exchange trading	2018-11-20	2021-07-13
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-11-20	2021-07-13
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-11-20	2021-07-13
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2017-12-27	2018-10-31
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-12-27	2018-10-31
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2017-12-27	2018-10-31
	Rep	Dealing in securities	2017-12-27	2018-10-31
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-07-12	2017-11-27
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2014-09-03	2017-06-19
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2014-04-14	2017-06-19
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-04-14	2017-06-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2013-09-27	2014-03-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-09-27	2014-03-01