Personnel Hong Kong SFC License Details (ID 2138623)

Personnel Hong Kong SFC License Details (ID 2138623)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TC Capital International Limited	Rep	Dealing in securities	2026-08-11	-
Cushman & Wakefield Capital Advisory Limited	RO	Advising on securities	2024-08-14	2026-01-16
	RO	Dealing in securities	2024-08-14	2026-01-16
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2018-02-21	2022-02-18
	Rep	Dealing in securities	2018-02-21	2022-02-18
China Orient International Asset Management Limited	Rep	Advising on securities	2017-08-29	2018-01-19
	Rep	Asset management	2017-08-29	2018-01-19
CBRE Capital Advisors Asia Pacific Limited	RO	Advising on securities	2016-10-18	2017-07-23
	RO	Dealing in securities	2016-10-18	2017-07-23
	Rep	Advising on securities	2013-09-27	2016-10-18
	Rep	Dealing in securities	2013-09-27	2016-10-18