Personnel Hong Kong SFC License Details (ID 2140179)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ApaH Capital Management Limited	Rep	Asset management	2022-08-11	2024-05-14
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2014-10-15	2016-06-21
	Rep	Dealing in securities	2014-10-15	2016-06-21
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2013-10-02	2014-09-09
	Rep	Advising on securities	2013-10-02	2014-09-09
	Rep	Dealing in securities	2013-10-02	2014-09-09