Personnel Hong Kong SFC License Details (ID 2140186)

Personnel Hong Kong SFC License Details (ID 2140186)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-10-16	-
	Rep	Asset management	2017-10-16	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2017-10-16	-
Prudence Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2017-07-24	2017-09-22
	Rep	Advising on securities	2017-04-18	2017-09-22
	Rep	Asset management	2014-06-06	2017-09-22
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2013-10-02	2014-05-27
	Rep	Asset management	2013-10-02	2014-05-27