Personnel Hong Kong SFC License Details (ID 2140191)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	RO	Advising on securities	2025-03-25	-
	RO	Dealing in futures contracts	2025-03-25	-
	RO	Dealing in securities	2025-03-25	-
	RO	Advising on securities	2013-10-02	2014-07-10
	RO	Dealing in securities	2013-10-02	2014-07-10