Personnel Hong Kong SFC License Details (ID 2140812)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-06-05	2019-05-28
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2016-04-05	2017-11-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2013-10-03	2013-10-27