Personnel Hong Kong SFC License Details (ID 2141549)

Personnel Hong Kong SFC License Details (ID 2141549)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2019-11-05	2021-09-28
	Rep	Dealing in securities	2019-09-20	2021-09-28
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2016-04-21	2019-07-02
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2015-02-23	2015-12-03
	Rep	Dealing in securities	2015-02-23	2015-12-03
Morgan Stanley Asia Limited	Rep	Dealing in securities	2013-10-04	2015-12-03
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2013-10-04	2015-12-03