Personnel Hong Kong SFC License Details (ID 2142513)

Personnel Hong Kong SFC License Details (ID 2142513)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-01-18	2024-01-26
	Rep	Dealing in securities	2023-01-18	2024-01-26
OLIVE ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2023-01-18	2024-01-26
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2021-06-24	2022-07-29
	Rep	Dealing in securities	2021-06-24	2022-07-29
BOCI SECURITIES LIMITED	Rep	Advising on securities	2014-12-03	2021-06-11
	Rep	Dealing in securities	2014-12-03	2021-06-11
Polen Capital HK Limited	Rep	Dealing in securities	2014-06-23	2014-11-22
F&C Asset Management Asia Limited	Rep	Dealing in securities	2013-10-07	2014-06-20