| Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on futures contracts | 2023-07-31 | - |
| RO | Dealing in futures contracts | 2023-07-31 | - |
| Rep | Dealing in securities | 2023-03-29 | - |
| Rep | Advising on futures contracts | 2023-03-29 | 2023-07-31 |
| Rep | Dealing in futures contracts | 2023-03-29 | 2023-07-31 |
| Central China International Futures Company Limited | RO | Advising on futures contracts | 2020-10-14 | 2023-01-13 |
| RO | Dealing in futures contracts | 2020-10-14 | 2023-01-13 |
| Rep | Advising on futures contracts | 2017-10-10 | 2020-10-14 |
| Rep | Dealing in futures contracts | 2017-10-10 | 2020-10-14 |
| Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-05-22 | 2023-01-13 |
| SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2017-05-07 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2015-07-03 | 2017-05-07 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2013-10-07 | 2017-03-31 |