Personnel Hong Kong SFC License Details (ID 21427456)

Personnel Hong Kong SFC License Details (ID 21427456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-06-09	2022-08-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-05-18	2022-08-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-05-18	2022-08-19
Interactive Brokers Hong Kong Limited	Rep	Leveraged foreign exchange trading	2020-11-13	2021-03-20
	Rep	Dealing in futures contracts	2020-08-10	2021-03-20
	Rep	Dealing in securities	2020-08-10	2021-03-20
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-08-03	2019-03-08
	Rep	Dealing in securities	2018-08-03	2019-03-08