| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AVICT Global Asset Management Limited | RO | Dealing in securities | 2024-06-14 | - |
| RO | Advising on securities | 2023-05-30 | - | |
| RO | Asset management | 2023-05-30 | - | |
| Rep | Advising on securities | 2023-03-20 | 2023-05-30 | |
| Rep | Asset management | 2023-03-20 | 2023-05-30 | |
| Crescendo Greater China Limited | Rep | Advising on securities | 2022-12-13 | 2023-01-10 |
| Rep | Asset management | 2022-12-13 | 2023-01-10 | |
| RO | Advising on securities | 2021-05-28 | 2022-12-13 | |
| RO | Asset management | 2021-04-08 | 2022-12-13 | |
| Leading Securities Company Limited | RO | Advising on securities | 2017-03-08 | 2019-05-17 |
| RO | Dealing in securities | 2017-03-08 | 2019-05-17 | |
| RO | Asset management | 2016-12-09 | 2019-05-17 | |
| Rep | Asset management | 2016-11-25 | 2016-12-09 | |
| CLC ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2016-06-30 | 2016-11-23 |
| CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-06 | 2016-11-23 |
| CLC ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2015-12-01 | 2016-06-30 |
| CLC SECURITIES LIMITED | Rep | Advising on securities | 2013-10-08 | 2016-11-23 |
| Rep | Dealing in securities | 2013-10-08 | 2016-11-23 |
No HKMA registrations in the collected records.