Personnel Hong Kong SFC License Details (ID 2143848)

Personnel Hong Kong SFC License Details (ID 2143848)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Dealing in securities	2020-01-17	2020-07-16
TFI Asset Management Limited	RO	Advising on securities	2017-05-15	2020-07-16
	RO	Asset management	2017-05-15	2020-07-16
Rifa Securities Limited	Rep	Dealing in securities	2015-08-26	2016-01-13
TFI Asset Management Limited	Rep	Advising on securities	2015-08-26	2016-01-13
	Rep	Asset management	2015-08-26	2016-01-13
CSOP Asset Management Limited	Rep	Advising on securities	2013-10-09	2015-08-12
	Rep	Asset management	2013-10-09	2015-08-12