Personnel Hong Kong SFC License Details (ID 2143849)

Personnel Hong Kong SFC License Details (ID 2143849)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2025-02-14	2025-02-21
	Rep	Dealing in futures contracts	2025-02-14	2025-02-21
	Rep	Advising on futures contracts	2023-08-14	2023-08-18
	Rep	Dealing in futures contracts	2023-08-14	2023-08-18
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-02-12	2020-01-10
	Rep	Dealing in securities	2018-02-12	2020-01-10
	Rep	Dealing in futures contracts	2018-01-29	2018-02-02
	Rep	Dealing in securities	2018-01-29	2018-02-02
	Rep	Dealing in securities	2013-10-09	2013-10-11