Personnel Hong Kong SFC License Details (ID 2143850)

Personnel Hong Kong SFC License Details (ID 2143850)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2020-09-30	-
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2020-07-15	-
	Rep	Providing automated trading services	2020-07-15	2026-05-06
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2017-12-18	2020-04-20
	Rep	Asset management	2017-12-18	2020-04-20
SPDB International Investment Management Limited	Rep	Advising on securities	2016-09-09	2017-12-08
	Rep	Asset management	2016-09-09	2017-12-08
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2013-10-09	2016-08-19
	Rep	Advising on securities	2013-10-09	2016-08-19
	Rep	Asset management	2013-10-09	2016-08-19
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2013-10-09	2016-08-19
	Rep	Advising on securities	2013-10-09	2016-08-19
	Rep	Asset management	2013-10-09	2016-08-19
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2013-10-09	2016-08-19
	Rep	Asset management	2013-10-09	2016-08-19
	Rep	Dealing in securities	2013-10-09	2016-08-19