| TP ICAP MARKETS (HONG KONG) LIMITED | RO | Providing automated trading services | 2025-01-13 | - |
| RO | Dealing in futures contracts | 2025-01-13 | - |
| RO | Dealing in securities | 2025-01-13 | - |
| Rep | Providing automated trading services | 2024-11-18 | 2025-01-13 |
| Rep | Dealing in futures contracts | 2024-11-18 | 2025-01-13 |
| Rep | Dealing in securities | 2024-11-18 | 2025-01-13 |
| TULLETT PREBON (HONG KONG) LIMITED | RO | Providing automated trading services | 2024-01-11 | - |
| RO | Dealing in futures contracts | 2024-01-11 | - |
| RO | Dealing in securities | 2024-01-11 | - |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-10-15 | 2015-03-31 |