Personnel SFC Licences and HKMA Registrations (ID 2145718)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2022-02-09	-
	Rep	Advising on securities	2022-02-09	-
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2013-10-15	2016-11-23
	Rep	Asset management	2013-10-15	2016-11-23
	Rep	Dealing in securities	2013-10-15	2016-11-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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