Personnel Hong Kong SFC License Details (ID 2145722)

Personnel Hong Kong SFC License Details (ID 2145722)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Central China International Futures Company Limited	Rep	Advising on futures contracts	2017-10-18	2018-09-28
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-05-02	2019-02-20
	Rep	Advising on securities	2016-08-10	2019-02-20
	Rep	Dealing in securities	2015-10-07	2016-08-10
BASIC ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-06-06	2015-09-05
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	2013-10-15	2014-04-16
	Rep	Dealing in futures contracts	2013-10-15	2014-04-16
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2013-10-15	2014-04-16
	Rep	Dealing in securities	2013-10-15	2014-04-16