Personnel Hong Kong SFC License Details (ID 2145728)

Personnel Hong Kong SFC License Details (ID 2145728)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NeoSpective Capital Limited	RO	Advising on securities	2022-05-20	2023-05-31
	RO	Asset management	2022-05-20	2023-05-31
PICC Asset Management (Hong Kong) Company Limited	RO	Advising on securities	2021-01-28	2021-10-08
	RO	Asset management	2021-01-28	2021-10-08
	Rep	Advising on securities	2020-09-01	2021-01-28
	Rep	Asset management	2020-09-01	2021-01-28
BOSC International Company Limited	RO	Advising on securities	2016-09-22	2020-07-15
	RO	Asset management	2016-05-11	2020-07-15
	Rep	Dealing in securities	2016-03-03	2020-07-15
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2014-07-02	2015-09-01
	RO	Asset management	2014-07-02	2015-09-01
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-10-15	2015-09-01