| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2019-12-03 | 2025-05-30 |
| RO | Providing automated trading services | 2019-12-03 | 2025-05-30 |
| RO | Dealing in securities | 2019-12-03 | 2025-05-30 |
| Rep | Advising on securities | 2019-06-28 | 2019-12-03 |
| Rep | Providing automated trading services | 2019-06-28 | 2019-12-03 |
| Rep | Dealing in securities | 2019-06-28 | 2019-12-03 |
| RO | Advising on futures contracts | 2017-10-10 | 2025-05-30 |
| RO | Dealing in futures contracts | 2017-10-10 | 2025-05-30 |
| Rep | Advising on futures contracts | 2013-10-15 | 2017-10-10 |
| Rep | Dealing in futures contracts | 2013-10-15 | 2017-10-10 |