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Personnel Hong Kong SFC License Details (ID 2145732)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CMB International Securities Limited
Rep
Dealing in securities
2014-12-10
2015-05-20
MUFG Securities Asia Limited
Rep
Dealing in securities
2013-10-15
2014-11-12