Personnel Hong Kong SFC License Details (ID 2145733)

Personnel Hong Kong SFC License Details (ID 2145733)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2022-11-11	2022-11-30
	Rep	Dealing in securities	2022-11-11	2022-11-30
	Rep	Advising on securities	2022-10-07	2022-11-04
	Rep	Dealing in securities	2022-10-07	2022-11-04
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2016-04-26	2021-11-19
	Rep	Asset management	2016-04-26	2021-11-19
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2013-10-15	2016-04-06