Personnel Hong Kong SFC License Details (ID 2145740)

Personnel Hong Kong SFC License Details (ID 2145740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONG KONG QUANTONG ASSET TRADING CO., LIMITED	RO	Dealing in securities	2021-03-22	-
	Rep	Dealing in securities	2020-05-15	2021-03-22
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2019-06-27	2020-03-20
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-06-27	2020-03-20
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2013-11-07	2019-04-25
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2013-10-15	2019-04-25