Personnel Hong Kong SFC License Details (ID 2146611)

Personnel Hong Kong SFC License Details (ID 2146611)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lochpine Capital Limited	RO	Advising on securities	2024-05-02	2024-05-14
	RO	Asset management	2024-05-02	2024-05-14
CG Partners Asset Management Co., Limited	RO	Advising on securities	2019-03-14	2019-12-12
	RO	Asset management	2019-03-14	2019-12-12
	Rep	Dealing in securities	2016-08-30	2017-05-10
	Rep	Advising on securities	2016-08-30	2019-03-14
	Rep	Asset management	2015-10-29	2019-03-14
CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2013-10-16	2014-11-10
	Rep	Asset management	2013-10-16	2014-11-10