Personnel Hong Kong SFC License Details (ID 2146612)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	RO	Advising on securities	2026-07-07	-
	RO	Dealing in securities	2026-07-07	-
	Rep	Advising on securities	2026-04-01	2026-07-07
	Rep	Dealing in securities	2026-04-01	2026-07-07
CMB International Asset Management Limited	Rep	Asset management	2024-05-08	-
	Rep	Advising on securities	2024-05-08	2026-04-02
	Rep	Dealing in securities	2024-05-08	2026-04-02
	RO	Dealing in securities	2019-07-30	2024-05-08
	RO	Advising on securities	2017-08-16	2024-05-08
	RO	Asset management	2017-08-16	2024-05-08
	Rep	Advising on securities	2016-12-21	2017-08-16
	Rep	Asset management	2016-12-21	2017-08-16
RONGTONG GLOBAL INVESTMENT LIMITED	RO	Advising on securities	2015-07-29	2016-11-11
	RO	Asset management	2015-07-29	2016-11-11
	RO	Dealing in securities	2015-07-29	2016-11-11
	Rep	Advising on securities	2015-06-15	2015-07-29
	Rep	Asset management	2015-06-15	2015-07-29
	Rep	Dealing in securities	2015-06-15	2015-07-29
CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2014-12-17	2015-05-31
	RO	Advising on securities	2014-10-21	2015-05-31
	RO	Asset management	2014-10-21	2015-05-31
	Rep	Advising on securities	2013-10-16	2014-10-21
	Rep	Asset management	2013-10-16	2014-10-21