Personnel Hong Kong SFC License Details (ID 2147503)

Personnel Hong Kong SFC License Details (ID 2147503)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2026-07-02	-
Fortune Asset Management Limited (HK)	Rep	Advising on securities	2026-07-02	-
CMB International Global Markets Limited	Rep	Advising on securities	2022-08-26	2026-03-10
	RO	Dealing in securities	2022-03-30	2026-03-10
	Rep	Dealing in securities	2021-09-17	2022-03-30
CMB International Securities Limited	RO	Dealing in securities	2018-06-05	2026-03-10
	Rep	Dealing in securities	2018-03-16	2018-06-05
	Rep	Advising on securities	2018-03-16	2026-03-10
ZHONGRONG PT SECURITIES LIMITED	Rep	Advising on securities	2017-05-08	2018-03-08
	Rep	Dealing in securities	2017-05-08	2018-03-08
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2015-11-02	2017-04-22
	Rep	Dealing in securities	2015-11-02	2017-04-22
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-12-31	2015-10-09
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-10-17	2015-10-09
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-10-17	2015-10-09