Personnel Hong Kong SFC License Details (ID 2148498)

Personnel Hong Kong SFC License Details (ID 2148498)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2025-06-17	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-07-28	2022-09-14
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-11-05	2022-09-14
	Rep	Dealing in securities	2020-11-05	2022-09-14
AngelHub Limited	Rep	Advising on securities	2019-09-20	2020-09-30
	Rep	Dealing in securities	2019-09-20	2020-09-30
BOCI SECURITIES LIMITED	Rep	Advising on securities	2014-11-13	2019-07-04
	Rep	Dealing in futures contracts	2013-10-18	2019-07-04
	Rep	Dealing in securities	2013-10-18	2019-07-04