| LUMEN INNOVATION ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2025-08-27 | 2026-02-02 |
| Rep | Asset management | 2025-08-27 | 2026-02-02 |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-04-09 | 2025-03-31 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2021-03-15 | 2025-03-31 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2020-12-21 | 2021-02-10 |
| Rep | Asset management | 2020-12-21 | 2021-02-10 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2020-11-10 | 2021-02-10 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2020-11-10 | 2021-02-10 |
| Rep | Dealing in securities | 2020-09-11 | 2020-11-10 |
| HONG KONG QUANTONG ASSET TRADING CO., LIMITED | RO | Dealing in securities | 2019-07-10 | 2020-07-16 |
| Runlin Asset Management Limited | Rep | Asset management | 2018-07-13 | 2019-04-30 |
| Rich Bay Securities Limited | RO | Dealing in securities | 2017-08-03 | 2017-12-28 |
| CASH Wealth Management Limited | Rep | Asset management | 2015-04-14 | 2016-05-11 |
| RO | Advising on securities | 2015-01-15 | 2016-05-11 |
| RO | Dealing in securities | 2015-01-15 | 2016-05-11 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-11-22 | 2015-04-17 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-11-22 | 2016-05-11 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2013-10-18 | 2015-01-15 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-18 | 2016-05-11 |