Chu, Lorraine Ka Kwan 朱嘉群

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-02-27	-
	Rep	Dealing in securities	2019-02-01	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-07-26	2018-12-28
BOCI SECURITIES LIMITED	Rep	Advising on securities	2013-10-21	2017-05-15
	Rep	Dealing in securities	2013-10-21	2017-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-02-27	-
	Rep	Dealing in securities	2019-02-01	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-07-26	2018-12-28
BOCI SECURITIES LIMITED	Rep	Advising on securities	2013-10-21	2017-05-15
	Rep	Dealing in securities	2013-10-21	2017-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.