| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2023-02-16 | - |
| Rep | Asset management | 2023-02-16 | - | |
| Rep | Dealing in securities | 2023-02-16 | - | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-06-16 | 2022-12-15 |
| Rep | Advising on securities | 2021-05-20 | 2022-12-15 | |
| Rep | Dealing in securities | 2021-05-20 | 2022-12-15 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-20 | 2022-12-15 |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-27 | 2021-01-31 |
| Rep | Asset management | 2015-11-27 | 2021-01-31 | |
| Rep | Dealing in securities | 2015-11-27 | 2021-01-31 | |
| Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-10-21 | 2015-10-16 |
| Rep | Advising on securities | 2013-10-21 | 2015-10-16 |
No HKMA registrations in the collected records.