Personnel Hong Kong SFC License Details (ID 2149214)

Personnel Hong Kong SFC License Details (ID 2149214)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2017-07-12	2022-10-15
	Rep	Asset management	2017-07-12	2022-10-15
	Rep	Dealing in securities	2017-07-12	2022-10-15
VALUE PARTNERS LIMITED	Rep	Advising on securities	2017-07-12	2022-10-15
	Rep	Asset management	2017-07-12	2022-10-15
	Rep	Dealing in securities	2017-07-12	2022-10-15
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2014-05-22	2017-06-22
	Rep	Dealing in securities	2014-05-22	2017-06-22
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2013-10-21	2014-05-10