Personnel Hong Kong SFC License Details (ID 2150121)

Personnel Hong Kong SFC License Details (ID 2150121)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iTrade Securities Investment Limited	Rep	Dealing in securities	2017-10-31	2018-09-10
Mason Securities Limited	Rep	Dealing in securities	2015-08-28	2017-05-04
	Rep	Advising on securities	2015-07-07	2017-05-04
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2015-03-25	2015-04-27
Swiss-Asia Asset Management (HK) Limited	Rep	Advising on securities	2014-02-13	2014-11-28
	Rep	Asset management	2014-02-13	2014-11-28
CARDINALASIA CONSULTING LIMITED	Rep	Advising on securities	2013-10-22	2013-12-03